Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KWOK Wai Leung, Stanley

郭偉良
CE AFT305Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Wai Leung, Stanley (CE number AFT305) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMount Logan Capital Limited
洛根資本有限公司

Licence Record (8)

2017-03-31 – present Current
Mount Logan Capital Limited RO
RA 4 RA 9
2016-10-26 – 2017-03-31
Mount Logan Capital Limited Rep
RA 4 RA 9
2016-07-06 – 2016-10-17
Tung Tai Securities Company Limited RO
RA 1 RA 4
2016-07-06 – 2016-10-17
Tung Tai Asset Management Limited RO
RA 9
2013-03-05 – 2013-08-21
Funderstone Securities Limited RO
RA 4 RA 9
2013-03-05 – 2013-08-21
Funderstone Futures Limited RO
RA 9
2010-03-15 – 2013-12-19
Cynosure Asset Management Hong Kong Limited RO
RA 1 RA 4 RA 6 RA 9
2003-05-23 – 2009-06-16
State Street Global Advisors Asia Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT305