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MAK Lung Lok

麥龍樂
CE AFS919Licensed IndividualSFO licence active
Official SFC record

MAK Lung Lok (CE number AFS919) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (3)

2021-07-06 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1
2008-04-23 – 2011-01-31
Sarasin Rabo Investment Management Limited Rep
RA 1 RA 4
2003-04-01 – 2006-04-13
Charles Schwab, Hong Kong, Limited Rep
RA 1 RA 4 RA 5 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS919