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TSANG Man Shun

曾文舜
CE AFS253Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSANG Man Shun (CE number AFS253) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 4 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerHuajin Corporate Finance (International) Limited
華金融資(國際)有限公司
Responsible OfficerHuajin Futures (International) Limited
華金期貨(國際)有限公司
Responsible OfficerHuajin Research (International) Limited
華金研究(國際)有限公司
Responsible OfficerHuajin Securities (International) Limited
華金證券(國際)有限公司

Licence Record (15)

2017-10-18 – present Current
Huajin Futures (International) Limited RO
RA 2
2017-10-18 – present Current
Huajin Research (International) Limited RO
RA 4
2017-08-21 – present Current
Huajin Securities (International) Limited RO
RA 1
2016-12-09 – present Current
Huajin Corporate Finance (International) Limited RO
RA 4 RA 6
2011-05-25 – 2016-12-01
Cinda International Capital Limited RO
RA 1 RA 6
2011-05-16 – 2011-05-25
Cinda International Capital Limited Rep
RA 1 RA 6
2009-04-20 – 2011-05-04
ICBC International Capital Limited RO
RA 1 RA 6
2009-04-08 – 2009-04-20
ICBC International Capital Limited Rep
RA 1 RA 6
2007-05-03 – 2008-09-30
ICEA Capital Asia Limited RO
RA 6
2006-09-05 – 2009-04-01
ICEA Capital Limited RO
RA 1 RA 6
2006-06-22 – 2006-09-05
ICEA Capital Limited Rep
RA 1 RA 6
2005-03-30 – 2006-05-25
CCB International Capital Limited RO
RA 1 RA 6
2005-01-31 – 2005-03-30
CCB International Capital Limited Rep
RA 6
2004-06-15 – 2005-01-03
KGI Wealth Management Limited RO
RA 6
2003-04-01 – 2004-03-11
Core Pacific-Yamaichi Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS253