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CHAN Raymond Pha Giong

陳柏香
CE AFP268Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Raymond Pha Giong (CE number AFP268) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBlue Mountain Bridge Capital Limited
岳橋資本有限公司

Licence Record (7)

2024-09-30 – present Current
Blue Mountain Bridge Capital Limited RO
RA 4 RA 9
2019-05-28 – 2022-11-08
Oaktree Capital (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2016-11-01 – 2019-05-28
Oaktree Capital (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2015-09-08 – 2016-10-01
Blackstone Group (HK) Limited, The Rep
RA 1 RA 4
2012-05-10 – 2015-01-31
Mount Kellett Capital (Hong Kong) Limited RO
RA 9
2009-08-14 – 2012-05-10
Mount Kellett Capital (Hong Kong) Limited Rep
RA 9
2005-01-31 – 2008-12-18
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFP268