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TSANG Sin Man

曾倩雯
CE AFO918Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSANG Sin Man (CE number AFO918) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBEA Union Investment Management Limited
東亞聯豐投資管理有限公司

Licence Record (5)

2021-12-03 – present Current
BEA Union Investment Management Limited RO
RA 1 RA 4 RA 9
2012-03-09 – 2021-12-03
BEA Union Investment Management Limited Rep
RA 1 RA 4 RA 9
2004-04-06 – 2010-05-31
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2010-05-31
Halbis Capital Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2010-05-31
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFO918