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TSUI Siu Kay, Gordon

徐紹基
CE AFM917Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Siu Kay, Gordon (CE number AFM917) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPing An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司

Licence Record (5)

2022-09-27 – present Current
Ping An of China Asset Management (Hong Kong) Company Limited RO
RA 4 RA 9
2022-07-25 – 2023-06-16
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2016-02-22 – 2022-06-30
Taikang Asset Management (Hong Kong) Company Limited RO
RA 1 RA 4 RA 9
2014-12-09 – 2016-02-22
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2011-05-16 – 2014-11-17
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFM917