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SADLER Simon Peter

CE AFJ906Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SADLER Simon Peter (CE number AFJ906) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSegantii Capital Management Limited

Licence Record (3)

2007-11-22 – present Current
Segantii Capital Management Limited RO
RA 9
2004-07-07 – 2005-05-03
HSBC Securities (Asia) Limited Rep
RA 1
2003-04-01 – 2004-05-10
Deutsche Securities Asia Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFJ906