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KIM Peter Sin

CE AFF924Licensed IndividualSFO licence active
Official SFC record

KIM Peter Sin (CE number AFF924) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKB Securities Hong Kong Limited
國民證券香港有限公司

Licence Record (7)

2020-05-04 – present Current
KB Securities Hong Kong Limited Rep
RA 1
2017-03-01 – 2019-12-31
Mirae Asset Securities (HK) Limited Rep
RA 1
2014-03-31 – 2017-02-28
Daewoo Securities (Hong Kong) Limited Rep
RA 1 RA 4
2008-09-04 – 2012-04-21
Apus Investments Limited RO
RA 9
2006-10-01 – 2008-06-30
Gavekal Capital Limited Rep
RA 9
2005-08-12 – 2006-09-22
Asia Absolute Advisors Limited Rep
RA 9
2003-04-01 – 2005-07-07
HSBC Securities (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFF924