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LEI Pou San

李寶珊
CE AFE818Licensed IndividualSFO licence active
Official SFC record

LEI Pou San (CE number AFE818) is an individual licensed by the Hong Kong SFC. First licensed on 2003-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (6)

2004-01-27 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2004-01-27 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2004-01-02 – 2004-01-27
Celestial Securities Limited Rep
RA 1 RA 7
2004-01-02 – 2004-01-27
Celestial Commodities Limited Rep
RA 2 RA 7
2003-12-09 – 2003-12-30
Quam Securities Limited Rep
RA 1
2003-12-09 – 2003-12-30
Quam Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFE818