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IP Wing Shan

葉詠珊
CE AFA844Licensed IndividualSFO licence active
Official SFC record

IP Wing Shan (CE number AFA844) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUCAP Securities (HK) Limited
佑聯證券有限公司

Licence Record (6)

2021-05-13 – present Current
UCAP Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2018-10-19 – 2021-05-03
Ethivo Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9
2015-07-17 – 2017-06-09
BMI Securities Limited Rep
RA 1
2015-06-22 – 2017-06-09
BMI Funds Management Limited Rep
RA 1 RA 9
2011-05-31 – 2013-01-16
Target Capital Management Limited Rep
RA 1 RA 4 RA 9
2009-03-27 – 2010-02-24
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFA844