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LIANG Yiming

梁仡銘
CE AEY432Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIANG Yiming (CE number AEY432) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEM Asset Management Limited
易美資産管理有限公司

Licence Record (7)

2023-03-17 – present Current
EM Asset Management Limited RO
RA 4 RA 9
2023-01-05 – 2023-03-17
EM Asset Management Limited Rep
RA 4 RA 9
2020-12-21 – 2022-10-19
Cheung On Securities Limited RO
RA 1 RA 4 RA 9
2019-12-23 – 2020-04-06
New Vision Asset Management Limited Rep
RA 9
2014-08-15 – 2019-06-09
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4
2014-06-04 – 2018-08-06
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 2 RA 4
2012-03-02 – 2014-04-11
Goldstream Capital Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEY432