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LAM Chi Yuen

林志遠
CE AEV066Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LAM Chi Yuen (CE number AEV066) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerUBS AG

Licence Record (2)

2007-05-16 – 2011-06-13
Julius Baer (Hong Kong) Limited Rep
RA 1 RA 4
2003-04-01 – 2007-04-26
Guotai Junan Securities (Hong Kong) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEV066