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LEE Man Wai, Mandy

李敏慧
CE AEN446Licensed IndividualSFO licence active
Official SFC record

LEE Man Wai, Mandy (CE number AEN446) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (7)

2023-11-02 – present Current
ABCI Securities Company Limited Rep
RA 1
2020-09-24 – 2023-08-31
Valuable Capital Limited Rep
RA 1
2015-01-19 – 2020-08-31
China Industrial Securities International Brokerage Limited Rep
RA 1
2010-09-29 – 2015-01-13
BOCOM International Securities Limited Rep
RA 1
2007-06-05 – 2010-09-18
Beevest Securities Limited Rep
RA 1 RA 2
2003-04-01 – 2007-05-31
Delta Asia Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2003-10-21
Delta Asia Financial Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEN446