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MA Yuk Fat, Steve

馬玉發
CE AEH688Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MA Yuk Fat, Steve (CE number AEH688) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerZhongcai Asset Management Limited
中財資產管理有限公司
Responsible OfficerZhongcai Securities Limited
中財證券有限公司

Licence Record (7)

2017-01-18 – present Current
Zhongcai Asset Management Limited RO
RA 1
2014-12-19 – present Current
Zhongcai Securities Limited RO
RA 1
2014-07-17 – 2014-08-21
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2014-07-17 – 2014-08-21
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2007-10-17 – 2014-07-01
Telecom King Securities Limited RO
RA 1
2007-03-15 – 2007-07-17
Waton Securities International Limited RO
RA 1
2003-04-01 – 2006-07-31
Waton Securities International Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEH688