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MAK Kwok Sing

麥國星
CE AEE107Licensed IndividualSFO licence active
Official SFC record

MAK Kwok Sing (CE number AEE107) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RepresentativeHSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司

Licence Record (2)

2003-04-01 – present Current
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – present Current
HSBC Broking Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEE107