YEE Pui Fonk, Janet

余笩昉

CE AED786Licensed IndividualResponsible OfficerSFO licence active

YEE Pui Fonk, Janet (CE number AED786) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司
Representative	Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司

Licence Record (9)

2026-01-14 – present Current

Guolian Securities International Capital Co., Limited Rep

RA 1 RA 4

2025-08-14 – present Current

Guolian Securities International Capital Market Co., Limited RO

RA 6

2025-07-11 – 2025-08-14

Guolian Securities International Capital Market Co., Limited Rep

RA 6

2019-10-03 – 2024-02-01

CEB International Capital Corporation Limited RO

RA 1 RA 4 RA 6

2019-07-19 – 2019-10-03

CEB International Capital Corporation Limited Rep

RA 1 RA 4 RA 6

2015-04-23 – 2019-07-03

CLSA Limited RO

RA 1

2015-04-23 – 2019-07-03

CITIC Securities (Hong Kong) Limited RO

RA 4 RA 6

2006-04-19 – 2016-01-01

CITIC Securities Corporate Finance (HK) Limited RO

RA 1 RA 4 RA 6

2003-04-01 – 2006-04-19

CITIC Securities Corporate Finance (HK) Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AED786