CHUM Hon Wang, Michael

覃漢宏

CE AEA451Licensed IndividualResponsible OfficerSFO licence active

CHUM Hon Wang, Michael (CE number AEA451) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Beta Global Capital Limited 貝塔環球資本有限公司

Licence Record (10)

2019-09-06 – present Current

Beta Global Capital Limited RO

RA 6

2019-05-27 – 2019-09-06

Beta Global Capital Limited Rep

RA 6

2013-01-29 – 2019-05-07

CLC International Limited RO

RA 1 RA 6

2012-12-21 – 2013-01-29

CLC International Limited Rep

RA 6

2006-07-08 – 2012-12-01

Yuanta Securities (Hong Kong) Company Limited RO

RA 6

2005-09-30 – 2006-01-02

ICEA Capital Limited RO

RA 1 RA 6

2005-09-21 – 2005-09-30

ICEA Capital Limited Rep

RA 6

2005-08-08 – 2005-09-21

CNI Global Capital Limited Rep

RA 6

2003-04-01 – 2005-08-04

Optima Capital Limited RO

RA 6

2003-04-01 – 2004-05-11

CNI Global Capital Limited RO

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEA451