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YU On Mei, Sharon

余安美
CE ADZ010Licensed IndividualSFO licence active
Official SFC record

YU On Mei, Sharon (CE number ADZ010) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司

Licence Record (4)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1 RA 4
2015-04-20 – 2017-10-02
KGI Asia Limited Rep
RA 1 RA 4
2013-08-26 – 2022-06-23
KGI Asset Management Limited Rep
RA 1 RA 4 RA 6
2003-04-01 – 2013-11-06
T G Holborn (HK) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADZ010