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TAM Hon Wai

譚漢威
CE ADW640Licensed IndividualSFO licence active
Official SFC record

TAM Hon Wai (CE number ADW640) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePo Sang Securities Limited
寶生證券有限公司

Licence Record (6)

2013-06-07 – present Current
Po Sang Securities Limited Rep
RA 1 RA 2
2006-06-07 – 2013-05-25
OCBC Securities Brokerage (Hong Kong) Limited Rep
RA 1
2006-06-07 – 2013-05-25
OCBC Futures Investment (Hong Kong) Limited Rep
RA 2
2004-03-03 – 2006-05-12
Roctec Securities Company Limited Rep
RA 1
2004-03-03 – 2006-05-12
Roctec Futures Trading Company Limited Rep
RA 2
2003-04-01 – 2004-03-01
Dah Sing Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADW640