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TAM Ying Ho, Chester

譚英豪
CE ADV035Licensed IndividualSFO licence active
Official SFC record

TAM Ying Ho, Chester (CE number ADV035) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShanxi Securities International Futures Limited
山證國際期貨有限公司
RepresentativeShanxi Securities International Limited
山證國際證券有限公司

Licence Record (7)

2020-04-07 – present Current
Shanxi Securities International Limited Rep
RA 1
2020-04-07 – present Current
Shanxi Securities International Futures Limited Rep
RA 2
2020-04-07 – 2025-05-06
Shanxi Securities International Asset Management Limited Rep
RA 9
2008-10-28 – 2012-12-01
Phillip Securities (Hong Kong) Limited Rep
RA 1
2008-10-28 – 2012-12-01
Phillip Commodities (HK) Limited Rep
RA 2
2003-04-01 – 2008-10-23
VC Brokerage Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2008-10-23
VC Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADV035