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NGAN Kin Wa

顏建華
CE ADT377Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NGAN Kin Wa (CE number ADT377) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAIA Investment Management HK Limited
友邦投資管理香港有限公司

Licence Record (5)

2025-10-31 – present Current
AIA Investment Management HK Limited RO
RA 4 RA 9
2025-10-28 – 2025-10-31
AIA Investment Management HK Limited Rep
RA 4 RA 9
2014-05-23 – 2025-07-31
Sun Life Asset Management (HK) Limited RO
RA 4 RA 9
2004-04-06 – 2007-05-15
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2003-04-01 – 2004-04-01
Hang Seng Investment Management Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADT377