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TONG Shing Kit, Jack

湯承傑
CE ADS004Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Shing Kit, Jack (CE number ADS004) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司

Licence Record (11)

2022-11-08 – present Current
MIB Securities (Hong Kong) Limited RO
RA 1
2021-09-28 – 2022-11-08
MIB Securities (Hong Kong) Limited Rep
RA 1
2021-09-28 – 2025-05-15
MIB Futures (Hong Kong) Limited Rep
RA 2
2018-04-04 – 2020-02-07
Granville Financial Services Company Limited Rep
RA 1 RA 2
2017-12-04 – 2018-04-03
Astrum Capital Management Limited Rep
RA 1 RA 2
2008-07-17 – 2009-12-11
Citigroup Global Markets Asia Limited Rep
RA 1
2008-07-17 – 2009-12-11
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2
2007-05-29 – 2008-06-01
Bear Stearns Asia Limited Rep
RA 1 RA 2
2006-12-05 – 2007-05-21
Credit Agricole Securities (Asia) Limited Rep
RA 1
2004-04-02 – 2006-09-21
Credit Suisse (Hong Kong) Limited Rep
RA 1
2004-04-02 – 2006-09-21
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADS004