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NG Oliver Tse Kuen

伍子權
CE ADR898Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Oliver Tse Kuen (CE number ADR898) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerIX Capital International Limited
信昇資本國際有限公司

Licence Record (4)

2026-01-22 – present Current
IX Capital International Limited RO
RA 4
2004-01-12 – 2023-02-28
BOCI Securities Limited RO
RA 1 RA 2 RA 3 RA 4
2003-04-01 – 2006-12-31
BOCI Bullion Company Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2006-01-26
Goldin Equities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADR898