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RUAN David Ching Chi

CE ADP750Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

RUAN David Ching Chi (CE number ADP750) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRAYS Capital Partners Limited
睿思資本有限公司

Licence Record (5)

2012-03-28 – present Current
RAYS Capital Partners Limited RO
RA 4 RA 9
2011-11-01 – 2012-03-28
RAYS Capital Partners Limited Rep
RA 4 RA 9
2005-05-17 – 2006-03-06
Ajia-RPMH (HK) Limited RO
RA 9
2004-07-07 – 2011-09-30
AP Asset Management (HK) Limited RO
RA 1 RA 4 RA 5 RA 9
2003-04-01 – 2004-03-22
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADP750