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YEUNG Wing Wa

楊永華
CE ADP603Licensed IndividualSFO licence active
Official SFC record

YEUNG Wing Wa (CE number ADP603) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGF Futures (Hong Kong) Co., Limited
廣發期貨(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (8)

2013-05-06 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2013-05-06 – present Current
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2006-02-17 – 2013-05-01
China Merchants Securities (HK) Co., Limited Rep
RA 1
2006-02-17 – 2013-05-01
China Merchants Futures (HK) Co., Limited Rep
RA 2
2005-07-11 – 2006-02-13
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2005-07-11 – 2006-02-13
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2005-07-09
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-07-09
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADP603