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WAN Lui, Wendy

溫蕾
CE ADN516Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Lui, Wendy (CE number ADN516) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDT Securities & Futures Co. Limited
大田證券期貨有限公司

Licence Record (6)

2018-11-01 – present Current
DT Securities & Futures Co. Limited RO
RA 1 RA 2
2019-06-20 – 2022-10-27
DT Securities & Futures Co. Limited Rep
RA 2
2017-02-14 – 2018-02-12
Funde Securities Limited RO
RA 1
2016-04-06 – 2017-01-16
Getta Securities Limited RO
RA 1
2010-01-28 – 2013-07-31
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2005-01-06 – 2016-04-06
Getta Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADN516