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YEUNG Ernest Sze Lok

楊思樂
CE ADI295Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Ernest Sze Lok (CE number ADI295) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChangsheng Fund Management (H.K.) Limited
長盛基金(香港)有限公司

Licence Record (4)

2013-09-16 – present Current
Changsheng Fund Management (H.K.) Limited RO
RA 4 RA 9
2019-08-19 – 2020-06-23
Manulife Investment Management (Hong Kong) Limited Rep
RA 1 RA 4
2006-02-02 – 2011-09-01
Amova Asset Management Hong Kong Limited Rep
RA 4 RA 9
2005-07-18 – 2005-10-01
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADI295