Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

POON Cho Fai

潘祖輝
CE ADH524Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

POON Cho Fai (CE number ADH524) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXCap Partners Limited
睿本國際有限公司

Licence Record (7)

2020-07-02 – present Current
XCap Partners Limited RO
RA 1 RA 4 RA 6 RA 9
2019-09-10 – 2020-06-16
Shun Loong Securities Company Limited Rep
RA 1
2005-06-02 – 2017-09-27
Citigroup Global Markets Asia Limited RO
RA 1 RA 6
2005-06-02 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited RO
RA 1
2004-06-18 – 2005-06-02
Citigroup Global Markets Asia Limited Rep
RA 1
2004-06-18 – 2005-06-02
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2003-04-01 – 2004-05-31
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADH524