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BROTHERS Patrick Francis J.

CE ADG699Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BROTHERS Patrick Francis J. (CE number ADG699) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPeak Capital Limited

Licence Record (1)

2015-10-14 – present Current
Peak Capital Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADG699