Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Peak Capital Limited

CE AKY982Licensed Corporation
Date of licence (SFO)
2004-10-28
Register as of
2026-07-22
Last indexed
2026-07-23 11:05 UTC
Official SFC record

Peak Capital Limited is a Hong Kong SFC licensed corporation (CE number AKY982). First licensed on 2004-10-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2009-11-03
RA 4Advising on Securities就證券提供意見2004-10-28
RA 9Asset Management提供資產管理2015-10-14

Responsible Officers (3)

CE No.NameChinese
ACS886POWELL Simon
ADG699BROTHERS Patrick Francis J.
AFZ537KO Miu Shan, Katherine高妙珊

Representatives (4)

CE No.NameChinese
ADL754SMITH Paul Henry
ADT342BACON Roger Sewell
AFZ537KO Miu Shan, Katherine高妙珊
ARW398STILES Timothy David

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AKY982