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LEE Angela Mei Lan

李美蘭
CE ADB609Licensed IndividualSFO licence active
Official SFC record

LEE Angela Mei Lan (CE number ADB609) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (6)

2007-05-25 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2019-10-08 – 2021-07-27
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2019-10-08 – 2021-07-27
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2014-06-10 – 2019-06-26
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 7
2008-11-19 – 2014-03-05
HSBC Securities (Asia) Limited Rep
RA 1
2003-04-01 – 2003-10-03
Bloomberg Tradebook Hong Kong Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADB609