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WANG Junyan

王俊彥
CE ADA695Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Junyan (CE number ADA695) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Alpha Fund Management (HK) Limited
中國守正基金管理(香港)有限公司

Licence Record (6)

2014-08-29 – present Current
China Alpha Fund Management (HK) Limited RO
RA 4 RA 9
2014-06-17 – 2014-08-29
China Alpha Fund Management (HK) Limited Rep
RA 4 RA 9
2008-08-01 – 2014-01-01
CITIC Securities Asset Management (HK) Limited RO
RA 4 RA 9
2003-04-01 – 2011-04-28
China Shenghai Investment Management Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2006-12-31
First Shanghai Securities Limited RO
RA 4 RA 6 RA 9
2003-04-01 – 2006-12-31
First Shanghai Capital Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADA695