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WOO Tracy

鄔禮詩
CE ACZ396Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WOO Tracy (CE number ACZ396) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDL Family Office (HK) Limited
德林家族辦公室（香港）有限公司

Licence Record (10)

2016-08-30 – present Current
DL Family Office (HK) Limited RO
RA 4 RA 9
2015-01-27 – 2018-09-20
DL SECURITIES (HK) LIMITED RO
RA 4
2014-12-22 – 2018-09-20
DL SECURITIES (HK) LIMITED Rep
RA 1 RA 4
2009-01-07 – 2014-12-04
Hang Seng Investment Services Limited RO
RA 4
2005-10-10 – 2008-07-23
CCB International Securities Limited RO
RA 4
2005-08-26 – 2005-10-25
CCB International Capital Limited Rep
RA 1
2004-05-15 – 2009-01-07
Hang Seng Investment Services Limited Rep
RA 4
2004-05-15 – 2005-08-19
Hang Seng Investment Management Limited Rep
RA 4
2003-06-10 – 2004-03-04
China Everbright Research Limited RO
RA 4
2003-04-01 – 2003-06-10
China Everbright Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACZ396