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LO Ka Yiu

勞家耀
CE ACU503Licensed IndividualSFO licence active
Official SFC record

LO Ka Yiu (CE number ACU503) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (6)

2013-03-19 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2017-08-30 – 2023-09-17
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2017-08-30 – 2023-09-17
CES Commodities (HK) Limited Rep
RA 2
2013-03-19 – 2017-08-11
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2009-06-15 – 2013-03-15
China Merchants Futures (HK) Co., Limited Rep
RA 2
2006-10-19 – 2013-03-15
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACU503