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TUPPER Nigel Robert

CE ACS592Licensed IndividualNo active licence
Official SFC record

TUPPER Nigel Robert (CE number ACS592) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-11. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (2)

2011-10-11 – 2026-06-26
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2011-10-11 – 2018-08-01
Merrill Lynch Far East Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACS592