LAM Ying Kit

林英傑

CE ACS549Licensed IndividualResponsible OfficerSFO licence active

LAM Ying Kit (CE number ACS549) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Getta Asset Management Limited 皆得資產管理有限公司
Responsible Officer	Getta Securities Limited 皆得證券有限公司

Licence Record (10)

2018-01-24 – present Current

Getta Asset Management Limited RO

RA 9

2017-09-20 – present Current

Getta Securities Limited RO

RA 1 RA 2

2017-08-04 – 2017-09-20

Getta Securities Limited Rep

RA 1 RA 2

2014-03-17 – 2017-07-03

Shenwan Hongyuan Securities (H.K.) Limited RO

RA 1

2014-03-17 – 2017-07-03

Shenwan Hongyuan Futures (H.K.) Limited RO

RA 2

2012-07-10 – 2014-03-17

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2012-07-10 – 2014-03-17

Shenwan Hongyuan Futures (H.K.) Limited Rep

RA 2

2008-05-06 – 2012-05-10

Sun Yi Company Limited Rep

RA 2

2003-04-01 – 2012-05-10

Everbright Securities Investment Services (HK) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2012-05-10

CES International Commodities (HK) Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACS549