YAO Alex Krystal

姚文詠

CE ACS438Licensed IndividualResponsible OfficerSFO licence active

YAO Alex Krystal (CE number ACS438) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	HFS Asset Management Limited

Licence Record (10)

2025-02-04 – present Current

HFS Asset Management Limited RO

RA 4 RA 9

2024-06-28 – 2025-02-04

HFS Asset Management Limited Rep

RA 4 RA 9

2017-02-06 – 2018-02-02

China Life Franklin Asset Management Co., Limited Rep

RA 4 RA 9

2012-01-17 – 2014-07-25

Invesco Asset Management Asia Limited Rep

RA 1

2012-01-17 – 2014-07-25

Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep

RA 1 RA 4 RA 9

2011-08-29 – 2011-11-15

Moody's Investors Service Hong Kong Limited Rep

RA 10

2010-10-21 – 2010-12-10

Orion Investment Management Limited RO

RA 4

2010-08-24 – 2010-10-21

Orion Investment Management Limited Rep

RA 4

2006-08-07 – 2008-05-30

AllianceBernstein Hong Kong Limited RO

RA 4

2003-08-30 – 2008-05-30

AllianceBernstein Hong Kong Limited Rep

RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACS438