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CHAN Kwan Kit

陳鈞傑
CE ACQ850Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kwan Kit (CE number ACQ850) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Capital (Hong Kong) Limited
東方融資(香港)有限公司
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (15)

2026-04-20 – present Current
Orient Securities (Hong Kong) Limited RO
RA 1 RA 4
2026-04-20 – present Current
Orient Capital (Hong Kong) Limited RO
RA 6
2026-01-19 – 2026-04-20
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2026-01-19 – 2026-04-20
Orient Capital (Hong Kong) Limited Rep
RA 6
2022-10-17 – 2025-09-15
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1 RA 4 RA 6
2022-09-13 – 2022-10-17
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 6
2016-02-23 – 2022-07-12
SPDB International Capital Limited RO
RA 1 RA 6
2013-01-09 – 2015-11-21
China Industrial Securities International Capital Limited RO
RA 1 RA 6
2012-10-18 – 2013-02-22
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2011-09-19 – 2012-08-21
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2008-06-03 – 2011-09-05
KGI Capital Asia Limited Rep
RA 1 RA 6
2003-04-01 – 2008-05-16
KGI Asia Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2008-05-16
KGI Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2008-05-16
KGI Futures (Hong Kong) Limited Rep
RA 2 RA 5 RA 9
2003-04-01 – 2004-06-03
Aisance Asset Management Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACQ850