Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSANG Kam Yin, Wendy

曾錦燕
CE ACP458Licensed IndividualExecutive OfficerNo active licence

TSANG Kam Yin, Wendy (CE number ACP458) is an individual licensed by the Hong Kong SFC. First licensed on 2024-01-25. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of East Asia Limited, The
東亞銀行有限公司

Licence Record (1)

2024-01-25 – 2024-09-16