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NG Kwok Hung

吳國雄
CE ACL451Licensed IndividualSFO licence active
Official SFC record

NG Kwok Hung (CE number ACL451) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (4)

2013-07-02 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2004-04-26 – 2011-06-22
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2011-06-22
Halbis Capital Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 9
2003-04-01 – 2011-06-22
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACL451