HALEK David Neil (CE number ACJ179) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management). Currently a responsible officer at 5 firms.
| Capacity | Company / Institution |
|---|---|
| Responsible Officer | Planetree Asset Management Limited 梧桐資產管理有限公司 |
| Responsible Officer | Planetree Discount Lending Limited |
| Responsible Officer | Planetree Futures Limited 梧桐期貨有限公司 |
| Responsible Officer | Planetree Research Limited |
| Responsible Officer | Planetree Securities Limited 梧桐證券有限公司 |