CHAN Pui Man, Kitty

陳蓓敏

CE ACG082Licensed IndividualResponsible OfficerSFO licence active

CHAN Pui Man, Kitty (CE number ACG082) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Hung Sing Securities Limited 鴻昇證券有限公司
Representative	Hung Sing Securities Limited 鴻昇證券有限公司

Licence Record (14)

2013-05-23 – present Current

Hung Sing Securities Limited RO

RA 4 RA 9

2013-04-16 – present Current

Hung Sing Securities Limited Rep

RA 1 RA 9

2013-04-16 – 2019-12-30

Hung Sing Futures Limited Rep

RA 2

2012-03-05 – 2013-03-23

Funderstone Asset Management (HK) Limited RO

RA 9

2012-01-30 – 2013-03-23

Funderstone Securities Limited Rep

RA 1

2012-01-30 – 2013-03-23

Funderstone Futures Limited Rep

RA 2

2010-06-30 – 2010-11-01

Quam Asset Management Limited RO

RA 9

2010-05-17 – 2011-12-30

Quam Securities Limited Rep

RA 1 RA 2 RA 9

2010-05-17 – 2010-06-30

Quam Asset Management Limited Rep

RA 9

2006-08-16 – 2010-05-01

Celestial Commodities Limited Rep

RA 2

2006-08-15 – 2007-12-11

CASH Asset Management Limited RO

RA 9

2006-04-26 – 2010-05-01

Celestial Securities Limited Rep

RA 1

2006-04-21 – 2010-05-01

CASH Asset Management Limited Rep

RA 9

2003-04-01 – 2006-04-01

China Rich Asset Management Limited RO

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACG082