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NG Ka Kin

吳家健
CE ACF722Licensed IndividualResponsible OfficerSFO licence active

NG Ka Kin (CE number ACF722) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (6)

CapacityCompany / Institution
Responsible OfficerCHG ASSET MANAGEMENT LIMITED
中泓資產管理有限公司
Responsible OfficerCHG INVESTMENT CONSULTANT LIMITED
中泓投資顧問有限公司
Responsible OfficerCHG SECURITIES LIMITED
中泓證券有限公司
RepresentativeCHG ASSET MANAGEMENT LIMITED
中泓資產管理有限公司
RepresentativeCHG INVESTMENT CONSULTANT LIMITED
中泓投資顧問有限公司
RepresentativeCHG SECURITIES LIMITED
中泓證券有限公司

Licence Record (23)

2026-10-08 – present Current
2026-10-08 – present Current
2026-10-08 – present Current
2023-06-08 – 2025-12-31
2023-06-08 – 2025-12-31
2023-06-07 – 2023-06-08
2023-06-07 – 2023-06-08
2020-08-18 – 2023-01-04
2020-07-13 – 2023-01-04
2019-11-22 – 2020-05-31
2019-05-16 – 2019-11-22
2016-11-16 – 2017-12-12
2016-09-28 – 2016-11-16
2016-06-20 – 2016-09-08
2016-05-12 – 2016-06-20
2014-10-06 – 2016-05-11
2012-07-20 – 2013-01-05
2009-09-01 – 2014-10-06
2009-09-01 – 2012-07-20
2006-03-17 – 2009-08-29
2003-04-10 – 2009-08-29
2003-04-01 – 2003-04-09