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LAI Chak On

黎澤安
CE ACF328Licensed IndividualSFO licence active
Official SFC record

LAI Chak On (CE number ACF328) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDe Riva Asia Limited

Licence Record (2)

2017-10-30 – present Current
De Riva Asia Limited Rep
RA 1 RA 2
2009-10-06 – 2017-04-30
BGC Securities (Hong Kong) LLC Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACF328