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MOK Jeanne

莫靜芬
CE ACE638Licensed IndividualSFO licence active
Official SFC record

MOK Jeanne (CE number ACE638) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (2)

2009-09-18 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2008-04-02 – 2008-12-05
DWS Investments Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACE638