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SHEK Yuen Leung

石元良
CE ABY936Licensed IndividualExecutive OfficerNo active licence
Official SFC record

SHEK Yuen Leung (CE number ABY936) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerHang Seng Bank Limited
恒生銀行

Licence Record (2)

2018-04-27 – 2025-05-30
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2005-07-05
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABY936