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LAW Chor Yam

羅楚欽
CE ABY396Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAW Chor Yam (CE number ABY396) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWing Fung Futures Limited
永豐期貨有限公司
Responsible OfficerWing Fung Securities Limited
永豐證券有限公司

Licence Record (9)

2007-01-17 – present Current
Wing Fung Securities Limited RO
RA 1 RA 4
2006-10-23 – present Current
Wing Fung Futures Limited RO
RA 2
2023-12-04 – 2024-03-22
Wing Fung Securities Limited Rep
RA 1 RA 4
2023-12-04 – 2024-03-22
Wing Fung Futures Limited Rep
RA 2
2011-02-28 – 2023-08-26
Orient Futures (Hong Kong) Limited RO
RA 2
2011-02-17 – 2023-08-26
Orient Securities (Hong Kong) Limited RO
RA 1 RA 4
2009-12-15 – 2010-09-27
CNI Securities Group Limited RO
RA 1
2009-06-15 – 2010-09-03
GBS International Financial Limited RO
RA 2
2005-01-21 – 2006-09-30
TIS Securities (HK) Limited RO
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABY396