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SUM Wai Kei, Wilfred

岑偉基
CE ABW953Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUM Wai Kei, Wilfred (CE number ABW953) is an individual licensed by the Hong Kong SFC. First licensed on 2003-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMaxa Capital Limited
邁時資本有限公司

Licence Record (12)

2025-05-20 – present Current
Maxa Capital Limited RO
RA 1 RA 6
2025-03-25 – 2025-05-20
Maxa Capital Limited Rep
RA 1 RA 6
2017-08-10 – 2024-08-27
BOCOM International Securities Limited RO
RA 1
2017-04-13 – 2017-08-10
BOCOM International (Asia) Limited Rep
RA 1 RA 6
2016-11-23 – 2016-12-28
CEB International Capital Corporation Limited Rep
RA 4
2016-11-23 – 2016-12-28
CEB International Capital Corporation Limited RO
RA 1 RA 6
2015-08-11 – 2024-08-27
BOCOM International Securities Limited Rep
RA 1 RA 4
2008-09-12 – 2024-08-27
BOCOM International (Asia) Limited RO
RA 1 RA 6
2008-07-24 – 2008-09-08
Haitong International Capital (HK) Limited RO
RA 6
2005-08-18 – 2008-04-21
KGI Capital (Hong Kong) Limited RO
RA 6
2004-05-19 – 2008-04-21
KGI Wealth Management Limited RO
RA 6
2003-09-04 – 2004-05-19
KGI Wealth Management Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABW953