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JACOBSEN William Keith

葉偉其
CE ABR188Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JACOBSEN William Keith (CE number ABR188) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTrinity Capital Asia Limited
Responsible OfficerTrinity Corporate Finance Limited

Licence Record (7)

2016-01-04 – present Current
Trinity Corporate Finance Limited RO
RA 6
2016-02-16 – 2019-10-16
Trinity Financial Group Limited RO
RA 1
2011-05-12 – 2015-09-17
VMS Securities Limited RO
RA 1 RA 6
2009-03-12 – 2011-05-01
Fortune Financial Capital Limited RO
RA 1 RA 6
2006-05-18 – 2006-06-24
ICEA Capital Limited Rep
RA 1 RA 6
2005-06-14 – 2006-04-12
DBS Asia Capital Limited RO
RA 4 RA 6
2004-07-30 – 2005-06-14
DBS Asia Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABR188