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LEE Yuk Wa

李玉華
CE ABN437Licensed IndividualSFO licence active
Official SFC record

LEE Yuk Wa (CE number ABN437) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (2)

2023-01-20 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2021-07-02 – 2022-09-07
Nomura International (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABN437